News & Insights

• Topic: SEC

83 matches.

• Client Alert|07.2026
  CLIENT ALERT: SEC Issues New Interpretation Q&As Relating to Formation of Investment Vehicles to Engage in Activism and Application of Beneficial Ownership Rules to Cash-Settled Total Return Swaps
• Newsletter|06.2026
  NEWSLETTER: Advertising, Marketing & Promotions - June 8, 2026
• Article|06.02.2026
  Spencer Feldman Publishes Article in The Corporate & Securities Law Advisor on SEC Guidance for Crypto Assets
• Article|05.11.2026
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q4 2025
• Article|05.01.2026
  Kenneth Silverman and John Corrado Publish Article in Bloomberg Law on SEC Crypto Guidance for Issuers
• Quoted|04.09.2026
  Lori Marks-Esterman Quoted in The Deal on Semiannual Reporting Redefining Activism
• Article|02.25.2026
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q3 2025
• Article|12.22.2025
  Daniel Stone Publishes Article in Bloomberg Law on How SEC Suspicion of Shareholder Proposals Hurts Corporate Democracy
• Article|11.24.2025
  Spencer Feldman Publishes Article in the Corporate Governance Advisor on the SEC’s Shift Away from Quarterly Reporting to Semiannual Reporting
• Article|11.11.2025
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q2 2025
• Quoted|09.17.2025
  Meagan Reda Quoted in Bloomberg Law on Concerns with the Push to End Quarterly Reports
• Article|08.18.2025
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q1 2025
• Article|08.08.2025
  John Moon and Daniel Stone Publish Article in The Legal Intelligencer on How Congressional Cryptocurrency Reform Targets Regulators Rather Than the Industry Itself
• Article|05.29.2025
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q4 2024
• Article|05.07.2025
  Robert Appleton Publishes Article in Law360 on Reviewing Trump Admin’s Rapid Pro-Crypto Regulatory Pivot
• Article|02.13.2025
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q3 2024
• Client Alert|12.2024
  CLIENT ALERT: Important Reminder: Schedules 13D and 13G Must be Filed Using Structured, Machine-Readable XML-Based Language Beginning December 18, 2024
• Article|10.23.2024
  Kenneth Silverman and Honghui Yu Publish Article in Bloomberg Law on GameStop’s $3.5 Billion ATM Offerings
• Article|10.23.2024
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q2 2024
• Article|10.07.2024
  John Moon and Kenneth Silverman Publish Article in NYLJ on How SEC Enforcements Highlight Risk of Noncompliance
• Article|10.07.2024
  John Moon and Kenneth Silverman Publish Article in Bloomberg Law on How the SEC’s Enforcement Sweep Shows It Takes Reporting Failures Seriously
• Quoted|08.27.2024
  Spencer Feldman Quoted in Bloomberg Law on Nasdaq’s Proposed Rule to Speed Up Delisting Process for Companies Whose Shares Are Trading Under $1
• Firm News|06.17.2024
  Law360 Reports on Delaware Court of Chancery Suit Regarding Weaponized Advance Notice Bylaws
• Quoted|05.31.2024
  Spencer Feldman Quoted in Law360 on How NYSE Companies Could Face Heat If Business Focus Changes and Pens Blog on Trend of Strategic Pivots
• Quoted|05.06.2024
  Kenneth Silverman Quoted in Forbes on Trump Media and Technology Group’s Allegations of Short Selling
• Article|04.29.2024
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q4 2023
• Article|04.24.2024
  John Moon and Lori Marks-Esterman Publish Article in Bloomberg Law on How SCOTUS’s SEC Disclosure Ruling Is Confusing for Courts and Markets
• Article|03.07.2024
  Andrew Freedman Publishes Article in Harvard Law School Forum on Corporate Governance on Activism in 2023 and a Preview of 2024
• Article|03.06.2024
  Lori Marks-Esterman, Adrienne Ward and Jacqueline Ma Publish Article in Law360 on How Advance Notice Bylaws Are Faring In Delaware Courts
• Quoted|02.14.2024
  Kenneth Silverman Quoted in Bloomberg Law on Nasdaq-Listed Companies’ Disclosure of Board Diversity Information
• Quoted|01.08.2024
  Meagan Reda Quoted in Bloomberg Law on the Robust Year for Shareholder Activism
• Article|01.03.2024
  Kenneth Silverman and Brian Katz Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q3 2023
• Article|12.07.2023
  Kenneth Silverman and Brian Katz Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q2 2023
• Article|11.06.2023
  Spencer Feldman Publishes Article in Law360 on Why Public Companies Should Also Comply With the SEC's Names Rule
• Article|10.19.2023
  Spencer Feldman Publishes Article in Bloomberg Law on the SEC’s Amended ESG Names Rule
• Client Alert|10.2023
  CLIENT ALERT: SEC Adopts Updates to Schedule 13D and 13G Reporting
• Article|08.14.2023
  Kenneth Silverman and Brian Katz Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q1 2023
• Article|05.16.2023
  Kenneth Silverman and Brian Katz Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q4 2022
• Client Alert|05.2023
  CLIENT ALERT: SEC Reopens Comment Period for Proposed Updates to Schedule 13D and 13G Reporting
• Client Alert|12.2022
  CLIENT ALERT: SEC Adopts Amendments to Rule 10b5-1: Insider Trading and Related Disclosures
• Client Alert|11.2022
  CLIENT ALERT: Open Letter to Directors and Activist Investors Regarding Amendments to Advance Notice Bylaw Provisions
• Client Alert|10.2022
  CLIENT ALERT: SEC Expands Whistleblower Program to Other Agencies in Related Actions to Incentivize Whistleblower Tips
• Client Alert|09.2022
  CLIENT ALERT: SEC Issues Interpretive Guidance on New Universal Proxy Card Rules
• Client Alert|08.2022
  CLIENT ALERT: ISS Issues Note Regarding Universal Proxy Cards with Insights that Shareholder Activists Should Take Into Consideration When Planning Their Future Campaigns
• Client Alert|12.2021
  CLIENT ALERT: SEC Proposes New Rules That Would Require Disclosure of Security-Based Swap Positions Within One Business Day of Exceeding Reporting Threshold
• Client Alert|11.2021
  CLIENT ALERT: SEC Approves New Rules to Require Use of Universal Proxy Cards in Contested Director Elections Starting August 31, 2022
• Client Alert|08.2021
  CLIENT ALERT: SEC Approves Nasdaq’s New Listing Rules Designed to Advance Greater Boardroom Diversity
• Client Alert|07.2020
  CLIENT ALERT: SEC Proposes Increase in Form 13F Reporting Threshold and Other Changes to Reflect Today’s Equity Markets
• Client Alert|03.2020
  CLIENT ALERT: SEC Extends Period for Delayed Filings Due to COVID 19 and Provides COVID 19 Disclosure Guidance
• Client Alert|03.2020
  CLIENT ALERT: SEC Provides Temporary Relief and Guidance Due to COVID-19 Pandemic
• Client Alert|02.2020
  CLIENT ALERT: Olshan’s Shareholder Activism Group Issues Letter of Comment Citing Serious Shortcomings of SEC’s Proposed Proxy Voting Advice Rules in “Real World” of a Proxy Contest
• Client Alert|08.2019
  NEWSLETTER: Advertising, Marketing & Promotions - Summer 2019
• Client Alert|10.29.2018
  CLIENT ALERT: SEC Warns of Potential Violations from Cyber Risks
• Client Alert|09.17.2018
  CLIENT ALERT: SEC Withdraws No-Action Letters on Investment Adviser Responsibilities in Voting Client Proxies and Use of Proxy Voting Firms
• Client Alert|08.01.2018
  CLIENT ALERT: SEC Announces Roundtable on the Proxy Process
• Client Alert|10.26.2016
  CLIENT ALERT: SEC Takes Initial Step to Require “Universal” Proxy Ballots in Contested Elections
• Client Alert|07.2016
  CLIENT ALERT: SEC Issues Guidance Regarding Schedule 13G Filings Following ValueAct Settlement of HSR Violation Claims
• Client Alert|01.22.2016
  CLIENT ALERT: SEC Approves Two New Rules to Make Public Offerings More Efficient
• Client Alert|12.17.2015
  CLIENT ALERT: The FAST Act’s Hidden Changes to “Speed Up” Capital Formation
• Client Alert|12.02.2015
  CLIENT ALERT: SEC Proposes Amendments to Modernize and Expand Eligibility for Intrastate Securities Offerings
• Client Alert|11.18.2015
  CLIENT ALERT: SEC Issues Guidance Limiting Exclusion of Shareholder Proposals
• Client Alert|11.03.2015
  CLIENT ALERT: SEC Issues New Proxy Rule Guidance in M&A Context
• Client Alert|08.2015
  CLIENT ALERT: SEC Adopts CEO Pay Ratio Rule
• Client Alert|03.2015
  CLIENT ALERT: SEC Adopts Regulation A+ to Exempt Offerings of up to $50 Million of Securities Annually in Groundbreaking Step
• Client Alert|09.15.2014
  CLIENT ALERT: SEC Announces Aggressive Enforcement Action Against Delinquent Schedule 13D/13G and Form 4 Filers
• Client Alert|01.2014
  CLIENT ALERT: SEC Staff Issues Report With Recommendations to Numerous Regulation S-K Disclosure Requirements
• Client Alert|03.2012
  CLIENT ALERT: SEC Staff Issues Risk Alert on Strengthening Practices for Preventing and Detecting Unauthorized Trading
• Client Alert|03.2012
  CLIENT ALERT: SEC Amends Rule That Permits Registered Investment Advisers to Charge "Qualified Clients" Performance Based Compensation
• Client Alert|Securities Regulation Law Journal (Publisher: Thomson West)
  Quarterly Survey of SEC Rulemaking and Major Appellate Decisions, 2004-2013
• Client Alert|12.2011
  CLIENT ALERT: SEC Amends $1 Million Net Worth Standard for Accredited Investors in Accordance with the Dodd-Frank Act
• Client Alert|02.2011
  CLIENT ALERT: SEC Adopts Final "Say-On-Pay" Rules
• Client Alert|08.2010
  CLIENT ALERT: SEC Seeks Public Comment on Proxy System
• Client Alert|02.2010
  CLIENT ALERT: SEC Releases Interpretive Guidance on Climate Change Disclosure
• Client Alert|01.2010
  CLIENT ALERT: SEC Approves Rules Requiring Enhanced Disclosure About Risk, Compensation and Corporate Governance
• Client Alert|07.2009
  SEC Proposes Amendments to Proxy Disclosure and Solicitation Rules
• Client Alert|05.2009
  SEC Proposes New Shareholder Proxy Access Rules
• Client Alert|02.2009
  Hedge Fund Transparency Act Would Require Hedge Funds and Other Private Funds to Register with the SEC in Order to Remain Exempt from Regulation as Investment Companies
• Client Alert|10.21.2008
  SEC Issues Final Rule Requiring Institutional Investment Managers to File Forms SH Disclosing Daily Short Sales and Short Positions until August 1, 2009
• Client Alert|09.22.2008
  2008 SEC Issues Temporary Emergency Orders Prohibiting Short Selling of Financial Stocks and Requiring Institutional Investment Managers to File New Forms SH Disclosing Daily Short Sales and Short Positions
• Client Alert|07.03.2008
  SEC Provides Guidance on Aggregate Reporting of Multiple Same-Day, Same-Way Open Market Transactions on Section 16 Filings
• Client Alert|10.2006
  New SEC Rules Relating to Executive Compensation Disclosure
• Client Alert|12.2005
  Securities Offering Reforms-Amendments to the Securities Act and the Exchange Act
• Client Alert|09.28.2005
  New SEC Rules Relating to Shell Companies