News & Insights

• Topic: SEC

88 matches.

• Blog Post|10.06.2026
  SEC Lowers Registration Filing Fee for Public Companies and First-Time Issuers
• Client Alert|09.2026
  CLIENT ALERT: SEC Proposes New Exempt Offering Framework for Crypto Asset Investment Contracts 
• Article|09.08.2026
  Olshan Shareholder Activism Group Publishes Article in Harvard Law School Forum on Corporate Governance on the SEC’s New Guidance Clarifying Ability of Schedule 13G Filers to Engage with Other Investors and Issuers
• Client Alert|09.2026
  CLIENT ALERT: SEC Issues New Guidance Clarifying Ability of Schedule 13G Filers to Engage with Other Investors and Issuers
• Article|08.26.2026
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q1 2026
• Client Alert|07.2026
  CLIENT ALERT: SEC Issues New Interpretation Q&As Relating to Formation of Investment Vehicles to Engage in Activism and Application of Beneficial Ownership Rules to Cash-Settled Total Return Swaps
• Newsletter|06.2026
  NEWSLETTER: Advertising, Marketing & Promotions - June 8, 2026
• Article|06.02.2026
  Spencer Feldman Publishes Article in The Corporate & Securities Law Advisor on SEC Guidance for Crypto Assets
• Article|05.11.2026
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q4 2025
• Article|05.01.2026
  Kenneth Silverman and John Corrado Publish Article in Bloomberg Law on SEC Crypto Guidance for Issuers
• Quoted|04.09.2026
  Lori Marks-Esterman Quoted in The Deal on Semiannual Reporting Redefining Activism
• Article|02.25.2026
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q3 2025
• Article|12.22.2025
  Daniel Stone Publishes Article in Bloomberg Law on How SEC Suspicion of Shareholder Proposals Hurts Corporate Democracy
• Article|11.24.2025
  Spencer Feldman Publishes Article in the Corporate Governance Advisor on the SEC’s Shift Away from Quarterly Reporting to Semiannual Reporting
• Article|11.11.2025
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q2 2025
• Quoted|09.17.2025
  Meagan Reda Quoted in Bloomberg Law on Concerns with the Push to End Quarterly Reports
• Article|08.18.2025
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q1 2025
• Article|08.08.2025
  John Moon and Daniel Stone Publish Article in The Legal Intelligencer on How Congressional Cryptocurrency Reform Targets Regulators Rather Than the Industry Itself
• Article|05.29.2025
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q4 2024
• Article|05.07.2025
  Robert Appleton Publishes Article in Law360 on Reviewing Trump Admin’s Rapid Pro-Crypto Regulatory Pivot
• Article|02.13.2025
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q3 2024
• Client Alert|12.2024
  CLIENT ALERT: Important Reminder: Schedules 13D and 13G Must be Filed Using Structured, Machine-Readable XML-Based Language Beginning December 18, 2024
• Article|10.23.2024
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q2 2024
• Article|10.23.2024
  Kenneth Silverman and Honghui Yu Publish Article in Bloomberg Law on GameStop’s $3.5 Billion ATM Offerings
• Article|10.07.2024
  John Moon and Kenneth Silverman Publish Article in Bloomberg Law on How the SEC’s Enforcement Sweep Shows It Takes Reporting Failures Seriously
• Article|10.07.2024
  John Moon and Kenneth Silverman Publish Article in NYLJ on How SEC Enforcements Highlight Risk of Noncompliance
• Quoted|08.27.2024
  Spencer Feldman Quoted in Bloomberg Law on Nasdaq’s Proposed Rule to Speed Up Delisting Process for Companies Whose Shares Are Trading Under $1
• Firm News|06.17.2024
  Law360 Reports on Delaware Court of Chancery Suit Regarding Weaponized Advance Notice Bylaws
• Quoted|05.31.2024
  Spencer Feldman Quoted in Law360 on How NYSE Companies Could Face Heat If Business Focus Changes and Pens Blog on Trend of Strategic Pivots
• Quoted|05.06.2024
  Kenneth Silverman Quoted in Forbes on Trump Media and Technology Group’s Allegations of Short Selling
• Article|04.29.2024
  Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q4 2023
• Article|04.24.2024
  John Moon and Lori Marks-Esterman Publish Article in Bloomberg Law on How SCOTUS’s SEC Disclosure Ruling Is Confusing for Courts and Markets
• Article|03.07.2024
  Andrew Freedman Publishes Article in Harvard Law School Forum on Corporate Governance on Activism in 2023 and a Preview of 2024
• Article|03.06.2024
  Lori Marks-Esterman, Adrienne Ward and Jacqueline Ma Publish Article in Law360 on How Advance Notice Bylaws Are Faring In Delaware Courts
• Quoted|02.14.2024
  Kenneth Silverman Quoted in Bloomberg Law on Nasdaq-Listed Companies’ Disclosure of Board Diversity Information
• Quoted|01.08.2024
  Meagan Reda Quoted in Bloomberg Law on the Robust Year for Shareholder Activism
• Article|01.03.2024
  Kenneth Silverman and Brian Katz Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q3 2023
• Article|12.07.2023
  Kenneth Silverman and Brian Katz Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q2 2023
• Article|11.06.2023
  Spencer Feldman Publishes Article in Law360 on Why Public Companies Should Also Comply With the SEC's Names Rule
• Article|10.19.2023
  Spencer Feldman Publishes Article in Bloomberg Law on the SEC’s Amended ESG Names Rule
• Client Alert|10.2023
  CLIENT ALERT: SEC Adopts Updates to Schedule 13D and 13G Reporting
• Article|08.14.2023
  Kenneth Silverman and Brian Katz Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q1 2023
• Article|05.16.2023
  Kenneth Silverman and Brian Katz Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q4 2022
• Client Alert|05.2023
  CLIENT ALERT: SEC Reopens Comment Period for Proposed Updates to Schedule 13D and 13G Reporting
• Client Alert|12.2022
  CLIENT ALERT: SEC Adopts Amendments to Rule 10b5-1: Insider Trading and Related Disclosures
• Client Alert|11.2022
  CLIENT ALERT: Open Letter to Directors and Activist Investors Regarding Amendments to Advance Notice Bylaw Provisions
• Client Alert|10.2022
  CLIENT ALERT: SEC Expands Whistleblower Program to Other Agencies in Related Actions to Incentivize Whistleblower Tips
• Client Alert|09.2022
  CLIENT ALERT: SEC Issues Interpretive Guidance on New Universal Proxy Card Rules
• Client Alert|08.2022
  CLIENT ALERT: ISS Issues Note Regarding Universal Proxy Cards with Insights that Shareholder Activists Should Take Into Consideration When Planning Their Future Campaigns
• Client Alert|12.2021
  CLIENT ALERT: SEC Proposes New Rules That Would Require Disclosure of Security-Based Swap Positions Within One Business Day of Exceeding Reporting Threshold
• Client Alert|11.2021
  CLIENT ALERT: SEC Approves New Rules to Require Use of Universal Proxy Cards in Contested Director Elections Starting August 31, 2022
• Client Alert|08.2021
  CLIENT ALERT: SEC Approves Nasdaq’s New Listing Rules Designed to Advance Greater Boardroom Diversity
• Client Alert|07.2020
  CLIENT ALERT: SEC Proposes Increase in Form 13F Reporting Threshold and Other Changes to Reflect Today’s Equity Markets
• Client Alert|03.2020
  CLIENT ALERT: SEC Extends Period for Delayed Filings Due to COVID 19 and Provides COVID 19 Disclosure Guidance
• Client Alert|03.2020
  CLIENT ALERT: SEC Provides Temporary Relief and Guidance Due to COVID-19 Pandemic
• Client Alert|02.2020
  CLIENT ALERT: Olshan’s Shareholder Activism Group Issues Letter of Comment Citing Serious Shortcomings of SEC’s Proposed Proxy Voting Advice Rules in “Real World” of a Proxy Contest
• Client Alert|08.2019
  NEWSLETTER: Advertising, Marketing & Promotions - Summer 2019
• Client Alert|10.29.2018
  CLIENT ALERT: SEC Warns of Potential Violations from Cyber Risks
• Client Alert|09.17.2018
  CLIENT ALERT: SEC Withdraws No-Action Letters on Investment Adviser Responsibilities in Voting Client Proxies and Use of Proxy Voting Firms
• Client Alert|08.01.2018
  CLIENT ALERT: SEC Announces Roundtable on the Proxy Process
• Client Alert|10.26.2016
  CLIENT ALERT: SEC Takes Initial Step to Require “Universal” Proxy Ballots in Contested Elections
• Client Alert|07.2016
  CLIENT ALERT: SEC Issues Guidance Regarding Schedule 13G Filings Following ValueAct Settlement of HSR Violation Claims
• Client Alert|01.22.2016
  CLIENT ALERT: SEC Approves Two New Rules to Make Public Offerings More Efficient
• Client Alert|12.17.2015
  CLIENT ALERT: The FAST Act’s Hidden Changes to “Speed Up” Capital Formation
• Client Alert|12.02.2015
  CLIENT ALERT: SEC Proposes Amendments to Modernize and Expand Eligibility for Intrastate Securities Offerings
• Client Alert|11.18.2015
  CLIENT ALERT: SEC Issues Guidance Limiting Exclusion of Shareholder Proposals
• Client Alert|11.03.2015
  CLIENT ALERT: SEC Issues New Proxy Rule Guidance in M&A Context
• Client Alert|08.2015
  CLIENT ALERT: SEC Adopts CEO Pay Ratio Rule
• Client Alert|03.2015
  CLIENT ALERT: SEC Adopts Regulation A+ to Exempt Offerings of up to $50 Million of Securities Annually in Groundbreaking Step
• Client Alert|09.15.2014
  CLIENT ALERT: SEC Announces Aggressive Enforcement Action Against Delinquent Schedule 13D/13G and Form 4 Filers
• Client Alert|01.2014
  CLIENT ALERT: SEC Staff Issues Report With Recommendations to Numerous Regulation S-K Disclosure Requirements
• Client Alert|03.2012
  CLIENT ALERT: SEC Staff Issues Risk Alert on Strengthening Practices for Preventing and Detecting Unauthorized Trading
• Client Alert|03.2012
  CLIENT ALERT: SEC Amends Rule That Permits Registered Investment Advisers to Charge "Qualified Clients" Performance Based Compensation
• Client Alert|Securities Regulation Law Journal (Publisher: Thomson West)
  Quarterly Survey of SEC Rulemaking and Major Appellate Decisions, 2004-2013
• Client Alert|12.2011
  CLIENT ALERT: SEC Amends $1 Million Net Worth Standard for Accredited Investors in Accordance with the Dodd-Frank Act
• Client Alert|02.2011
  CLIENT ALERT: SEC Adopts Final "Say-On-Pay" Rules
• Client Alert|08.2010
  CLIENT ALERT: SEC Seeks Public Comment on Proxy System
• Client Alert|02.2010
  CLIENT ALERT: SEC Releases Interpretive Guidance on Climate Change Disclosure
• Client Alert|01.2010
  CLIENT ALERT: SEC Approves Rules Requiring Enhanced Disclosure About Risk, Compensation and Corporate Governance
• Client Alert|07.2009
  SEC Proposes Amendments to Proxy Disclosure and Solicitation Rules
• Client Alert|05.2009
  SEC Proposes New Shareholder Proxy Access Rules
• Client Alert|02.2009
  Hedge Fund Transparency Act Would Require Hedge Funds and Other Private Funds to Register with the SEC in Order to Remain Exempt from Regulation as Investment Companies
• Client Alert|10.21.2008
  SEC Issues Final Rule Requiring Institutional Investment Managers to File Forms SH Disclosing Daily Short Sales and Short Positions until August 1, 2009
• Client Alert|09.22.2008
  2008 SEC Issues Temporary Emergency Orders Prohibiting Short Selling of Financial Stocks and Requiring Institutional Investment Managers to File New Forms SH Disclosing Daily Short Sales and Short Positions
• Client Alert|07.03.2008
  SEC Provides Guidance on Aggregate Reporting of Multiple Same-Day, Same-Way Open Market Transactions on Section 16 Filings
• Client Alert|10.2006
  New SEC Rules Relating to Executive Compensation Disclosure
• Client Alert|12.2005
  Securities Offering Reforms-Amendments to the Securities Act and the Exchange Act
• Client Alert|09.28.2005
  New SEC Rules Relating to Shell Companies