Kenneth Silverman and Kerrin Klein Publish Article in Securities Regulation Law Journal on SEC Rulemaking and Significant Litigation for Q4 2024

Corporate partner Kenneth Silverman and litigation partner Kerrin Klein published an article in the Securities Regulation Law Journal, Spring 2025 ed. entitled “Quarterly Survey of SEC Rulemaking and Major Court Decisions.” The article reviews the SEC’s rulemaking activities and other decisions relating to federal securities laws from October 1, 2024 through December 31, 2024. "This quarter," the authors write, "the SEC proposed no new rules and approved seven final rules. The final rules released this quarter endeavor to insulate market participants from the risks of the U.S securities market and protect the assets of investors who use broker-dealers."