Planning and Disclosing Indications of Interest for Participating in IPOs

Bloomberg Law
Spencer G. Feldman

Bloomberg published a Professional Perspective article authored by Olshan Securities and Capital Markets partner Spencer Feldman entitled “Planning and Disclosing Indications of Interest for Participating in IPOs.” The article explains that disclosure of an investor’s indication of interest to participate in an IPO, through testing-the-waters communications, provides a strong message to the public market, especially for smaller retail-oriented IPOs. Issuers and underwriters must carefully review these disclosures to ensure compliance with applicable securities laws.

Media Contact

Marketing Contact
Mizi Mehaj
Marketing & Administrative Manager

Jump to Page

Necessary Cookies

Necessary cookies enable core functionality such as security, network management, and accessibility. You may disable these by changing your browser settings, but this may affect how the website functions.

Analytical Cookies

Analytical cookies help us improve our website by collecting and reporting information on its usage. We access and process information from these cookies at an aggregate level.