News & Insights 51 – 60 of 98:
[PDF] ... Securities Regulation & Law Report™ Reproduced with permission from Securities Regulation & Law Report, 46 SRLR 273, 02/10/2013. Copyright ! 2013 by The Bureau of National Affairs, Inc. (800-372-1033) http://www.bna.com DISCLOSURE SEC Staff Report ...
IPOs in 2016 Increasingly Include Dual-Class Shareholder Voting Rights
[PDF] ... ://www.bna.com SECURITIES OFFERINGS Companies opting to go public offer investors class A one-vote-per-share stock, while ... SPENCER G. FELDMAN n increasing number of pre-initial public offering companies have set up dual-class share structures. According ...
[PDF] ... ://www.bna.com SECURITIES OFFERINGS Companies opting to go public offer investors class A one-vote-per-share stock, while ... SPENCER G. FELDMAN n increasing number of pre-initial public offering companies have set up dual-class share structures. According ...
[PDF] ... THOMSON REUTERS 620 Opperman Drive P.O. Box 64779 St. Paul, MN 55164-0779 Securities Regulation Law Journal Volume 51 Number 3 SOX-Less Capital Raising: An Empirical Study of SarbanesOxley’s Legacy on Companies Leaving the Public Markets By Samuel C. ...
Quarterly Survey of SEC Rulemaking and Major Court Decisions - Fall 2023
[PDF] ... THOMSON REUTERS 620 Opperman Drive P.O. Box 64779 St. Paul, MN 55164-0779 Securities Regulation Law Journal Volume 51 Number 3 SOX-Less Capital Raising: An Empirical Study of SarbanesOxley’s Legacy on Companies Leaving the Public Markets By Samuel C. ...
Safe Harbor for Permissible Capital-Raising Activities by Unregistered Finders
[PDF] ... Posted by Spencer G. Feldman, Olshan Frome Wolosky LLP, on Thursday, November 5, 2020 Editor’s note: Spencer G. Feldman is a partner at Olshan Frome Wolosky LLP. This post is based on his Olshan memorandum. Recognizing the longstanding need for a new ...
Former Michael Kors General Counsel Lee S. Sporn Joins Olshan
... culminating in the company’s successful initial public offering in 2011. Prior to Michael Kors, Sporn ... Sporn’s areas of responsibility included initial public offerings, product and territorial licensing, acquisitions and management of ...
Spencer Feldman Joins Olshan’s Corporate/Securities Law Practice
... concentrates his practice in the areas of initial public offerings, follow-on offerings, shelf takedowns, registered directs ... PIPEs and other private financings, rights offerings, reverse public offerings, and mergers & acquisitions with an emphasis on ...
... ;acted as counsel to Legacy Housing Corporation in the initial public offering of an aggregate of 4,000,000 shares of its ... as one of eight law firms guiding five initial public offerings that could potentially raise more than $1.5 billion combined ...
CLIENT ALERT: SEC Adopts Final "Say-On-Pay" Rules
... for such companies’ first annual meeting after their initial public offering. Say-on-Pay Vote New Section 14A(a)(1) of ...