Quarterly Survey of SEC Rulemaking and Major Court Decisions - Fall 2023

Fall 2023
Securities Regulation Law Journal (a Thomson Reuters publication)
Kenneth Silverman and Brian Katz

Corporate partner Kenneth Silverman and litigation partner and co-chair Brian Katz published an article in the Securities Regulation Law Journal, Fall 2023 ed. entitled “Quarterly Survey of SEC Rulemaking and Major Court Decisions.” The article reviews the SEC’s rulemaking activities and other decisions relating to federal securities laws from April 1, 2023 through June 30, 2023. “This quarter,” the authors write, “the SEC proposed four new rules and approved seven final rules. In pertinent part, the final and proposed rules continue the ongoing trend in recent years to modernize current regulatory frameworks in a manner that facilitates increased transparency and investor protection.”

Quarterly Survey of SEC Rulemaking and Major Court Decisions - Fall 2023

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