Robert L. Frome

Robert L. Frome is a corporate and securities lawyer widely known for his experience and creativity in various financing techniques.

Robert is skilled in representing issuers, investors and investment banks in a broad range of capital-raising transactions. He regularly leverages his long-standing relationships in the investment community to introduce clients to sources of capital, and has co-authored a book on the topic, Raising Capital: Private Placement Forms & Techniques.

He is equally well versed in representing corporate parties in mergers and acquisitions, and has extensive experience in negotiating a wide variety of financing transactions, including PIPEs, SPACs, and reverse mergers.

Professional & Community Affiliations

• Board member, HealthCare Services Group, Inc., the nation's largest provider of housekeeping, linen and laundry services to long-term care facilities.
• Board member, Big Brothers Big Sisters of New York City, Inc.

• Represented parties in merger and acquisition transactions.
• Represented investors in shell merger with operating company and simultaneous private placement.
• Represented public company in a series of merger and acquisition transactions implementing a roll up strategy.
• Represented activist shareholders and non-activist investors in obtaining shareholders rights, improving governance and influencing management.
• Represented investors and issuers in PIPE transactions.
• Represented privately held issuers and investors in private placements.
• Represented underwriters in IPOs.
• Advised dissatisfied stockholders with respect to obtaining board representation.
• Supervised preparation of numerous periodic SEC filings and proxy statements.
• Represented private equity firms in acquisitions, dispositions and co-investments.

Press Releases