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- SEC Issues Sample Comment Letter Regarding Crypto Risks
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Securities Law Blog
The Securities Law Blog provides commentary and news on the latest securities law developments impacting established and emerging growth publicly-traded issuers and investment banks, as well as entrepreneurs and venture-backed private entities. Our blog closely follows SEC rulemaking in several key areas including public and private securities offerings, shareholder activism and equity investment, and mergers & acquisitions.
The authors of this blog are members of the Corporate/Securities practice of Olshan Frome Wolosky LLP. Since our founding, this firm has been distinguished by responsive, independent and client-focused legal services provided by lawyers with a profound commitment to the companies they serve. This blog is an outgrowth of this representation of our clients in a wide range of capital market transactions.
Showing 6 posts in Securities Exchange Act of 1934.
SEC Issues Sample Comment Letter Regarding Crypto Risks
Another indication that regulators are on high alert for further fallout in the wake of the collapse of major crypto firms. Read More ›
SEC Sample Comment Letters – A Helpful Resource for Preparing Annual Reports and Registration Statements
Review of the Division of Corporation Finance’s Sample Comment Letters Can Help Guide Issuers in Preparing Their SEC Filings Read More ›
SEC Announces That It Will Aggressively Scrutinize Issuer’s Climate Change Disclosure
Issuers Need to be Prepared to Provide More Accurate and Consistent Disclosures of the Material Risks Associated with Climate Change Read More ›
Leadership Change at the SEC: What Activists Could Expect from Gary Gensler and the Biden Administration
President Biden to Nominate Former CFTC Chair Gary Gensler to Lead the SEC Read More ›
SEC Issues 100th Whistleblower Award Just Days after Adopting Amendments to Whistleblower Program
The New Rules are Designed to Add Clarity, Efficiency and Transparency to the SEC’s Already Successful Whistleblower Award Program Read More ›
A Logical Opportunity: Spotify Preparing to Go Public through a Direct Listing
Spotify and similar subscription-driven publishers have unique business advantages that make a direct listing potentially as attractive as a traditional IPO – a large customer base of potential investors and knowledge of direct response digital marketing techniques. Read More ›