Add blog to your RSS reader
Get blog updates by emailPopular Topics
All Topics
- 2016 SEC Agenda
- Accelerated Filer
- Accelerated filers
- Access to Capital and Market Liquidity Report
- Accounting
- Accredited investor
- Alternative Trading Systems
- Annual meeting
- Annual reports
- ASC Topic 740
- Asset Management
- ATS
- Auction IPOs
- Audit committee
- Auditor attestation
- Blank-check companies
- Blockchain
- Board committees
- Board Diversity
- Board independence
- Board of Directors
- Broker-dealer
- Broker-dealer registration
- Calculation of Registration Fee
- California
- capital markets
- Capital raising
- Certified B corporation
- Chair Mary Jo White
- Climate Change
- coal companies
- coal company IPOs
- coal miners
- coal mining
- Columbia Law School
- Compliance and Disclosure Interpretation 110.02
- conference
- Confidential filings
- Confidential information
- Confidential treatment
- Confidentiality agreements
- Corporate Governance
- Corporate Law
- Corporate social responsibility
- Corporate Stock-Givaway Program
- Crowdfunding
- CSR
- Cyber breach
- cyber incident
- Cyber risk
- Cyber-attack
- cybersecurity
- DAO
- December 31 Fiscal year end
- Decimalization
- Definition of a Security
- Delaware corporate law
- Designer stock
- Digital securities
- Direct listings
- Direct marketing programs
- Direct response marketing
- Director Nominees
- Directors
- Disclosure
- Disclosure and Reporting
- Disclosure Effectiveness Initiative
- Disclosure Obligations
- Disclosure Regime
- Disclosure Requirements
- Disclosure Rules
- Disclosure simplification
- Dodd Frank
- Dodd-Frank Act
- Domino's Piece of the Pie Rewards
- Domino's Pizza
- Donald Trump
- Dual Class Shares
- Dual-class Capitalization
- Dual-Class Common Stock
- Dual-class shareholder voting
- EGC
- Emerging growth companies
- Emerging Growth Company
- environment, social and governance
- Equity Market Structure
- ESG
- Exchange Act
- Exchange Act Rule 12b-2
- Exchange listing
- Exchanges
- executive compensation
- Exempt offerings
- Exempt securities offerings
- Exhibits to Registration Statement
- FAST Act
- Fictitious regulators
- Filing review comments
- Financial statements
- Financing Alternatives
- First-day pop
- Form 10-K
- Form 10-Q
- Form S-1
- Fraudulent activities
- Free Stock
- Free Stock Offerings
- General Motors Co.
- Glass Lewis
- Golden Leashes
- Greenlight Capital, Inc.
- Hart-Scott-Rodino
- HSR Act
- Impersonators of genuine firms
- Initial coin offering
- Initial listing requirements
- Initial public offerings
- Insider Trading
- Intrastate offerings
- Investment banking
- Investor Advisory Committee
- IPO
- IPO drawbacks
- IPOs
- ISS
- Item 103 of Regulation S-K
- Item 401 of Regulation S-K
- Item 601(b)(24) of Regulation S-K
- James Mackintosh
- JOBS Act
- Ken Langone
- Large Accelerated Filer
- Legal proceedings
- Loyalty Programs
- Management
- Management; Executive officers and directors
- Mark Cuban
- Material contract exhibits
- Material nonpublic information
- Mergers & Acquisitions
- Modernization
- Multi-Class Shares
- NASDAQ
- Nasdaq Independence Rules
- Nasdaq Listing Rules
- Non-accelerated Filer
- Non-GAAP Financial Measures
- NYSE
- Offering fees
- OTC
- OTC Market Group
- OTC Pink
- OTC quoted companies
- OTCQB
- Paid-for Research
- Pay Ratio Disclosure
- Pay Ratio Rule
- Perpetual dual-class stock
- Power of Attorney
- Primary issuances
- Principal Executive Offices
- Private Equity
- Prof. John C. Coffee, Jr.
- proxy advisory firms
- Proxy Contests
- Proxy fights
- Proxy materials
- Proxy statement
- Proxy voting
- Public benefit corporation
- Public Companies
- Public Float
- Purpose of the corporation
- Registered offerings
- Registration Filing Fee
- Registration statements
- Regulation A activity
- Regulation Crowdfunding
- Regulation D
- Regulation FD
- Regulation S-K
- Regulation S-K Item 10(f)(1)
- Regulatory Entrepreneurship
- Reporting Category
- resource extraction antigraft rule
- restricted stock
- Reverse mergers
- Rights offerings
- Rule 10b-5
- Rule 10b5-1 plan
- Rule 14a-4
- Rule 21F-17
- Rule 24b-2 under the Securities Exchange Act of 1934
- Rule 406 under the Securities Act of 1933
- Rule 483 under the Securities Act of 1933
- Rule 506(c)
- S&P Dow Jones
- SAFEs
- Sarbanes-Oxley Act §404(b)
- Say-on-Pay Frequency Vote
- SEC
- SEC Comments
- SEC Commissioner Robert J. Jackson Jr.
- SEC disclosure
- SEC Division of Economics and Risk Analysis
- SEC Filing Deadlines
- SEC Filing Reviews
- SEC Form 10
- SEC Report of Investigation
- Section 11(a) of the Securities Act of 1933
- securities
- Securities & Exchange Commission
- Securities Act Rule 405
- Securities Act Section 17(b)
- Securities Exchange Act
- Securities Exchange Act of 1934
- securities transactions
- Severance Agreements
- Sexual harassment
- Sexual misconduct
- Shareholder Activism
- shareholder activists
- Shareholder nominations
- Shareholder rights
- Shareholder voting
- Shareholder Voting Rights
- Signatures in Registration Statement
- Simple Agreement for Future Equity
- Small business
- Small-cap Companies
- Small-cap Issuers
- Smaller reporting companies
- Smaller reporting company
- Snap IPO
- Social Capital Hedosophia
- SPAC
- SPAC's
- Special Purpose Acquisition Company
- Special situations
- Spin-offs
- Sponsorship
- Spotify
- SRC
- Staff Accounting Bulletin (SAB) No. 118
- Staleness date
- Startups
- State securities laws
- stock options
- Stock Ownership Guidelines
- Stock Promotion Schemes
- Strategic spin-offs
- Sunset provisions
- Sustainability
- T+2
- Targeted stocks
- Tax Cuts and Jobs Act
- Tech IPOs
- Tech M&A
- Tech unicorns
- The CLS Blue Sky Blog
- The Wall Street Journal
- Third Party Payments
- Tick Pilot
- Tick Size
- Tick Size Pilot Program
- Tick Sizes
- Token sales
- Tracking stocks
- Trade Settlement
- Trading
- trading platforms
- U.S. federal income tax reform
- Underwriting allocations
- Underwriting fees
- Undisclosed Fees
- Unequal Voting Rights
- Universal proxy ballots
- Unregistered Soliciting Entities
- venture capital
- venture capital investors
- venture capital terms
- Venture exchanges
- Virtual currency
- voting control
- voting power
- Whistleblower Program
- Whistleblowers
- “Tandy” Representations
- “Testing the Waters”
Recent Posts
- U.S. Rep. Hensarling Says Aging Regulations Are Suffocating Startups and IPOs: It's Time to Breathe New Life Into Markets With JOBS Act 3.0
- SEC Broadens “Smaller Reporting Company” Qualification Thresholds To Include Companies With Less Than $250 Million in Public Common Equity Float
- NYSE and Nasdaq Pull Proposals to Ease Rules on Blank Check Companies
- Perceptions on the Role of Underwriting Fees in Accessing Public Markets
- Public Benefit Corporations and Certified B Corporations: Adding Transparency into a Corporation’s Ideological View on its Role in Society
- The Now Famous “He Didn’t Sign It” Defense Should Not Undercut Valid Powers of Attorney in Registration Statements
- Understanding Spotify’s Direct Listing on the NYSE
- Disclosing Cybersecurity Risks and Incidents and Concomitant Financial, Legal and Reputational Consequences
- SEC Commissioner Lends Historical Perspective to Perpetual Dual-Class Stock Debate Suggesting it Leads to Corporate Royalty
- Intel Corp. CEO’s Stock Sales May Draw SEC Examination
Archives
- July 2018
- June 2018
- May 2018
- April 2018
- February 2018
- January 2018
- December 2017
- November 2017
- October 2017
- September 2017
Contact Us
(212) 451-2300
www.olshanlaw.com
Securities Law Blog
The Securities Law Blog provides commentary and news on the latest securities law developments impacting established and emerging growth publicly-traded issuers and investment banks, as well as entrepreneurs and venture-backed private entities. Our blog closely follows SEC rulemaking in several key areas including public and private securities offerings, shareholder activism and equity investment, and mergers & acquisitions.
The authors of this blog are members of the Corporate/Securities practice of Olshan Frome Wolosky LLP. Since our founding, this firm has been distinguished by responsive, independent and client-focused legal services provided by lawyers with a profound commitment to the companies they serve. This blog is an outgrowth of this representation of our clients in a wide range of capital market transactions.
Showing 1 post in S&P Dow Jones.
S&P Dow Jones Joins the Fight Against Multi-Class Shares
S&P Dow Jones Indices bars companies from joining its key indexes if they have multiple share classes. Read More ›