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Securities Law Blog
The Securities Law Blog provides commentary and news on the latest securities law developments impacting established and emerging growth publicly-traded issuers and investment banks, as well as entrepreneurs and venture-backed private entities. Our blog closely follows SEC rulemaking in several key areas including public and private securities offerings, shareholder activism and equity investment, and mergers & acquisitions.
The authors of this blog are members of the Corporate/Securities practice of Olshan Frome Wolosky LLP. Since our founding, this firm has been distinguished by responsive, independent and client-focused legal services provided by lawyers with a profound commitment to the companies they serve. This blog is an outgrowth of this representation of our clients in a wide range of capital market transactions.
Showing 4 posts in Dodd Frank.
SEC Recoveries from Whistleblower Tips about Securities Law Violations Top $1 Billion
On November 30, 2017, the SEC announced that it awarded more than $16 million to a pair of whistleblowers reporting securities law violations by a public company, ranking it among the ten largest awards since the inception of the whistleblower program. With this case, SEC enforcement actions triggered by whistleblowers have now resulted in more than $1 billion in financial remedies ordered against wrongdoers. Read More ›
SEC Chair White Announces Departure Plans
Opens door for Conservative Shift and Deregulation of Wall Street. Read More ›
SEC Awards over $22 Million to Whistleblower
The SEC’s whistleblower program surpasses $100 million in awards. Read More ›
SEC Aggressively Pursuing Companies that Try to Deter Whistleblowing
Restrictive language in confidentiality agreements may subject companies to SEC enforcement action. Read More ›