RSSAdd blog to your RSS reader

All Topics

Contact Us

(212) 451-2300

Securities Law Blog

The Securities Law Blog provides commentary and news on the latest securities law developments impacting established and emerging growth publicly-traded issuers and investment banks, as well as entrepreneurs and venture-backed private entities. Our blog closely follows SEC rulemaking in several key areas including public and private securities offerings, shareholder activism and equity investment, and mergers & acquisitions.

The authors of this blog are members of the Corporate/Securities practice of Olshan Frome Wolosky LLP.  Since our founding, this firm has been distinguished by responsive, independent and client-focused legal services provided by lawyers with a profound commitment to the companies they serve. This blog is an outgrowth of this representation of our clients in a wide range of capital market transactions.

Showing 5 posts from August 2016.

Recent SEC Speech Highlights Sustainability Reporting

Chair White discusses SEC efforts to provide more transparency on environmental, social and governance matters in public company periodic reports. Read More ›

Stock Ownership Guidelines Are Making Their Way Down To Small-And Micro-Cap Issuers

Boards of directors of small- and micro-cap issuers should consider adopting stock ownership guidelines to align the interests of its directors with the interests of stockholders and further promote the company’s commitment to sound corporate governance. Read More ›

SEC Aggressively Pursuing Companies that Try to Deter Whistleblowing

Restrictive language in confidentiality agreements may subject companies to SEC enforcement action. Read More ›

Crowdfunding off to a Slow Start

Uncertainty prevails as to whether the pace will increase; critics sound off and Congress looks for a stimulus. Read More ›

Following the Tech IPO Market

Recent IPOs by Twilio and Line are leading a revival for the tech IPO market this year. Read More ›

Back to Page