Our attorneys regularly advise clients on the formation, operation and regulation of private funds. We provide services to a broad range of funds, investors and advisors, including private equity funds, hedge funds, venture capital funds and registered investment advisors throughout a fund’s lifecycle.

Specifically, we represent private equity investors, venture capitalists, private equity fund sponsors, high net worth individuals and issuers in a wide variety of private equity and debt transactions, including buy-outs (leveraged and non-leveraged), early and late-stage venture investments, and restructurings and recapitalizations. We advise issuers and investors from the early stages of a company’s formation through financings, acquisitions and exit strategies. 

  • $7.0 Million Institutional Financing

    We represented Alleghany Corporation (NYSE: Y), and its subsidiary Alleghany Capital Corporation, in a $7 million equity financing of Article One Partners, the world’s largest patent research community. 

  • $3.75 Million Growth Round

    We represented CERTPOINT Systems Inc. in connection with its private placement of preferred stock, the proceeds of which were to be used to expand its sales and channel partnerships.

  • $5.3 Million Debt and Equity Investment

    We represented Steel Partners in connection with its $5.3 million combined debt and equity investment in Ore Pharmaceuticals. As part of the transaction, Steel Partners received the right to nominate two new directors to replace two current directors, who resigned in conjunction with the transaction.

  • $6.0 Million Equity Investment

    We represented the equity investor in connection with the acquisition of 110 Kentucky Fried Chicken units acquired at auction from Kazi Foods for $56.2 million in total consideration, consisting of a $6 million equity investment and debt assumption.


Jump to Page

Necessary Cookies

Necessary cookies enable core functionality such as security, network management, and accessibility. You may disable these by changing your browser settings, but this may affect how the website functions.

Analytical Cookies

Analytical cookies help us improve our website by collecting and reporting information on its usage. We access and process information from these cookies at an aggregate level.