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 VICTOR M. ROSENZWEIG
Of Counsel / New York
Victor has more than 30 years of experience counseling corporations and investors in all aspects of corporate and securities law, and investment and investment company management.
Mr. Rosenzweig has been repeatedly selected as a Super Lawyer by the publisher of Law and Politics Magazine since 2006.
He is a Director of Shenkman Capital Management, Inc., a registered investment adviser; former Board member NASDAQ Company.
Current Author (since 2004), Quarterly Survey of SEC Rulemaking and Major Appellate Decisions and Member, Board of Editors and Advisors, Securities Regulation Law Journal (Thomson/West).
Former Board member and foundation Chairman of $75+ million N.Y.C. based non-profit organization.
REPRESENTATIVE MATTERS
• Counsel to investment advisory firms.
• Legal adviser to largest service provider to nursing home facilities (NASDAQ/NMS).
• Counsel in various M&A transactions involving investment advisory and securities brokerage businesses.
• Served as legal adviser to NYSE listed $600 million Real Estate Investment Trust.
BAR ADMISSIONS
1976, U.S. District Court, Southern District of New York
1966, U.S. Court of Appeals, 2nd Circuit
1963, New York
MEMBER
The Association of the Bar of the City of New York
(Member, Securities Regulation Committee 1984 – 1987)
Securities Regulation Committee, National Association
of Real Estate Investment Trusts, 1981 – 1985
The Association of the Bar of the City of New York
(Member, Corporation Law Committee 1977 – 1980)
New York State Bar Association |
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Securities Regulation
Corporate Finance
Investment Management
Investment Companies
Finance
Healthcare
Real Estate
J.D., New York University School of Law, 1962
Associate Managing Editor, New York University Law Review, 1961 – 1962
B.B.A., City College of New York, 1959
Author and Contributing Editor and Advisor, Securities Regulation Law Journal, Thomson West Publisher, "Quarterly Survey of SEC Rulemaking and Major Appellate Decisions" (for more than five years)
Winter 2011
Author, Securities Regulation Law Journal, Quarterly Survey of SEC Rulemaking and Major Appellate Decisions
Fall 2011
Author, Securities Regulation Law Journal, Quarterly Survey of SEC Rulemaking and Major Appellate Decisions
Summer 2011
Author, Securities Regulation Law Journal, Quarterly Survey of SEC Rulemaking and Major Appellate Decisions
Spring 2011
Author, Securities Regulation Law Journal, Quarterly Survey of SEC Rulemaking and Major Appellate Decisions
Winter 2010
Author, Securities Regulation Law Journal, Quarterly Survey of SEC Rulemaking and Major Appellate Decisions
Fall 2010
Author, Securities Regulation Law Journal, Quarterly Survey of SEC Rulemaking and Major Appellate Decisions
Summer 2010
Author, Securities Regulation Law Journal, Quarterly Survey of SEC Rulemaking and Major Appellate Decisions
Spring 2010
Author, Securities Regulation Law Journal, Quarterly Survey of SEC Rulemaking and Major Appellate Decisions
Co-Author Sales of Securities by Corporate Insiders, Practicing Law Institute
Co-Author Sales of Securities by Corporate Insiders — The Impact of the 140 Series, Practicing Law Institute
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